B.C. court finds abuse of process in case of securities dealer who took years to bring civil claim

By Elizabeth Raymer (August 25, 2022, 5:23 PM EDT) -- A former B.C. investment dealer who claimed that the securities industry’s regulator failed to afford him procedural fairness when it investigated and took disciplinary action against him in the 2000s has lost his appeal to B.C.’s appellate court....