Investment dealer pays B.C. Securities Commission $50K for breach of freeze order

By Anosha Khan (January 24, 2023, 11:00 AM EST) -- Haywood Securities Inc, a registered investment dealer, has paid $50,000 to the B.C. Securities Commission (BCSC) for violating a freeze order. The freeze order, or preservation order, was issued by the BCSC on accounts held at Haywood in 2019. The total value of cash and securities in the frozen accounts was about $1.4 million....