B.C. portfolio manager to pay $300K for providing improper incentives to dealer reps

By Anosha Khan (August 25, 2023, 4:07 PM EDT) -- A defunct Vancouver portfolio manager firm along with its former compliance officer and director have settled with the British Columbia Securities Commission (BCSC) to pay $300,000 after an examination discovered that the firm “provided improper incentives to dealer representatives and lacked adequate systems of control and supervision.”...